Investor Services
SEBI vide its circular SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2021/655 dated November 03, 2021, has introduced common and simplified norms for processing investor’s service request by RTAs and norms for furnishing PAN, KYC details and Nomination.
- Investors shall submit form ISR-1 to RTA for updating PAN and other KYC details.
- In case of mismatch in the signature of the holder in the records of the RTA, the investor shall furnish original cancelled cheque and banker’s attestation of the signature as per form ISR-2.
- Investors shall continue to use form SH-13 for declaration of nomination. However, in case investor wants to opt-out of nomination, form ISR-3 shall be filed.
- Form ISR-4 can be filed for issue of duplicate certificate and other service requests. Investors shall update with RTA above details before April 1, 2023, since folios for which the above details are not available thereafter shall be frozen.